Episode 132, The Tribute to Gene Marks Edition

Everything Compliance

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jay Rosen, with Special Guest Karen Moore; all hosted and joined by Tom Fox.

1. Matt Kelly takes a deep dive into the recent speech my Michael Hsu on how fairness helps compliance. (Check out his blog on the topic here.) He shouts out to World Central Kitchen and their continued efforts to feed those in need.

2. Host Tom Fox takes a deep dive into the Trafigura FCPA enforcement action to try and determine how (and why) the company was not required to have a monitor. He shouts out to Houston Astros pitcher Ronel Blanco, who threw a no-hitter in his 8th professional appearance at the age of 30.

3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived.

4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.

5. Special Guest Karen Moore takes a deep dive into the EU Corporate Sustainability Due Diligence Directive. She shouts out to Austrian government for providing citizenship to descendants of Nazi persecution by means of a declaration, without having to give up their current citizenship or nationality in return.

The members of the Everything Compliance are:

• Jay Rosen– Jay can be reached at [e-mail]

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at [e-mail]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [e-mail]

• Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at [e-mail].

• Jonathan Marks can be reached at [e-mail].

• Guest Karen Moore can be reached at [e-mail]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [e-mail]. Everything Compliance is a part of the Compliance Podcast Network.

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