SS&C ALPS Advisors Partner Focus: Level Four Capital Management

Building Blocks

Paul Baiocchi, Head of Fund Sales and Strategy for SS&C ALPS Advisors, catches up with Lal E. Echterhoff, CFA, Chief Investment Officer for Level Four Capital Management and Sr. Portfolio Manager of the Level Four Large Cap Growth Active ETF (LGRO).
Paul Baiocchi is a Registered Representative of ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc.

An investor should consider the investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus containing this and other information, call 1-866-759-5679 or visit www.alpsfunds.com. Read the prospectus carefully before investing.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemable.

Performance data quoted represents past performance. Past performance is no guarantee of future results; current performance may be higher or lower than performance quoted.

All investments are subject to risks, including the loss of money and the possible loss of the entire principal amount invested. Additional information regarding the risks of this investment is available in the prospectus.

Diversification does not eliminate the risk of experiencing investment losses. Bloomberg US 1000 Growth Index: provides exposure to companies with superior growth factor scores based on their earnings yield, valuation, dividend yield and growth.

Section 351 Exchange for a Separately Managed Account (SMA): a tax-deferred conversion where assets from an SMA are transferred into a newly created Exchange-Traded Fund (ETF) without triggering immediate capital gains tax.

ALPS Advisors, Inc. and Level Four Capital Management, LLC, registered investment advisers with the SEC, are the investment adviser and sub-adviser to the Fund, respectively. ALPS Advisors, Inc. and ALPS Portfolio Solutions Distributor, Inc., affiliated entities, are unaffiliated with Level Four Capital Management, LLC.

ALPS Portfolio Solutions Distributor, Inc. is the distributor for the Fund.

Not FDIC Insured • No Bank Guarantee • May Lose Value